Prior to joining BBVA, Andy served in a variety of channel, product and distribution roles for Wachovia, Bank of America, SouthTrust, and NCR. John B. Owen She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Senior Executive Vice President Tammy LoCascio . Deputy Chief Risk Officer and Chief Credit Officer. Owen also was senior vice president of global systems development for Citicorp Credit Services, chief information officer of North American operations for Arrow Electronics and senior vice president of technology for American Airlines. Regions Investment Solutions is a marketing name of Cetera Investment Services. Before moving into his current role as head of Commercial Banking in 2016, he has managed several areas in both Consumer and Business Services including BankCard, Consumer Lending, Business Banking, as well as Consumer Loan and Deposit Product Management teams. Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Youre about to leave Regions to use an external site. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. When making the leap to a new position, almost half (46%) of executives across all functions underperform. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Senior Executive Vice President At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Senior Executive Vice President In this role, his primary focus was in providing audit and business advisory services to publicly and privately held companies, particularly commercial banks in the southeastern United States. Bank compliance officers are responsible for conducting audits and inspections to ensure a bank adheres to set internal and external laws. In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. He also is a 2013 graduate of Leadership Birmingham and a 2016 graduate of Leadership Alabama. Executive Vice President Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. A Guide for New-to-role Chief Compliance Officers (CCO) - Gartner To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. For bank chief risk officers, no room for error in compliance Chief Digital Officer. BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. He began his career at Crestar Mortgage. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. BIRMINGHAM, Ala. -- (BUSINESS WIRE)-- Regions Bank on Thursday announced Scott Peters will serve as Chief Transformation Officer for the company, and Kate Danella will serve as head of Regions' Consumer Banking Group - part of a multi-year initiative to create the Regions Bank of the future. Brett D. Couch He received a masters degree in business administration from Emory University, Atlanta, Georgia. Horton is involved in a number of community activities, including serving on the board of UAB Health Services Foundation, St. Vincents Health Systems, Childrens of Alabama, Childrens Harbor and Lakeshore Foundation. Logan Pichel serves as the Head of Enterprise Operations, which includes Deposit Operations, Payment Operations, Fraud and Cash Operations, Card and ATM Operations, Loan Operations, Loan Servicing, Collections and the Contact Center. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. About this role. . Advisory Services are offered through Cetera Investment Advisers LLC. Previously Danella was head of Strategic Planning and Consumer Bank Products and Origination Partnerships. He has held many leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region and led the integration process for the Mississippi/Louisiana markets during the Regions AmSouth merger. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. By clicking the "Submit" button, you are agreeing to the The privacy policies and security at the linked website may differ from Regions privacy and security policies and procedures. Abrahams currently serves on the Operation HOPE Southeastern Board, as well as the boards of the Woodlawn Foundation, the Eyesight Foundation of Alabama and The World Games 2021. Head of Corporate Banking Group. Senior Executive Vice President Regions Bank is an Equal Housing Lender and Member FDIC. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Gale reports directly to CEO John Turner and is a member of the companys Executive Leadership Team. Power, 3 Keys to Successful Machine Learning Operations, Regions Financial Scheduled to Participate in 2023 RBC Capital Markets Global Financial Institutions Conference, Regions Bank Announces John OMera as Market Executive for Panama City. Couch also plays a key leadership role in the management of Regions Service Providers (Third Party Providers). Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. Community Affairs Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. Leroy Abrahams is the Head of Community Affairs for Regions and is a member of the Executive Leadership Team. Clients receive 24/7 access to proven management and technology research, expert advice, benchmarks, diagnostics and more. Executive Vice President Danella earned a bachelors degree in Economics and English from Vanderbilt. Bank compliance officers evaluate policies/procedures and ensure they . Reveal contact info Contact details Work email j*****@regio***.com Valid Reveal Latest update September 27, 2021 Location Birmingham, Alabama, United States Jim's current employer To ensure the most secure and best overall experience on our website, we recommend the latest versions of. By Jeremy King | February 9, 2021. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. Executive Vice President BIRMINGHAM, Ala., May 04, 2022--Regions Bank announced Dan Massey will join the company as Chief Enterprise Operations and Technology Officer. Find your next job opportunity near you & 1-Click Apply! In addition to serving on Maynards Diversity & Inclusion Committee and serving as co-chair of the firms Pro Bono Committee, he was president of the Birmingham Bar Association in 2020 and is a graduate of the Leadership Birmingham Class of 2020. Monday through Friday. Plimpton was recognized earlier this year by the Birmingham Business Journal as a 2022 Leader in Diversity. She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. In addition, as corporate secretary, Gale advises the Board on its role and responsibilities, including its fiduciary responsibilities, and oversees the companys corporate governance policies and practices, the preparation of the proxy statement and sustainability report, the companys engagement with institutional investors on corporate governance matters, and compliance with various regulatory and listing requirements. Hope Dmuchowski Chief Financial Officer. There, he has served as a shareholder with practice areas in banking and financial services; corporate governance and compliance; public company advisory services; securities regulation and corporate finance; and more. Turner joined Whitney in 1994 as its Alabama regional president after nine years at AmSouth Bank, where he held senior consumer, commercial and business positions. He was also head of Commercial Middle Market and Treasury Management Sales. He previously served M&T Bank as the Finance Manager for the mortgage business and as a regional manager in the retail bank. He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Deron Smithy serves as Regions Treasurer. Prior to joining Regions, Owen was chief executive officer of Assurant Specialty Property, a Fortune 500 company based in Atlanta. Absorb data and analytics to evaluate the ongoing ROI of a program, while also identifying opportunities for program improvements and risk mitigation. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Senior Executive Vice President Andrew Nix will join Regions as chief governance officer on March 17. He joined Assurant as senior vice president of Information Technology. Regions Bank is an Equal Housing Lender and Member FDIC. By He leads the companys executive leadership team. Bank Compliance Officer Job Description Example Gartner Terms of Use M. Deron Smithy Hernandez was named a Digital Banker of the Year Finalist by American Banker in 2017. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. She serves on the board for the Virginia Samford Theatre, the Community Foundation of Greater Birmingham, Jones Valley Teaching Farms, as well as the Board of Overseers for the Culverhouse School of Business. FAQs on Compliance functions in banks and Role of Chief Compliance Officer (CCO . He earned a bachelors degree with Honors from the University of Florida in Computer & Information Sciences. She also holds a masters of philosophy in European Studies from the University of Cambridge, and a masters in business administration from Harvard Business School. Executive Vice President He also was Chief Knowledge Officer/Chief Science Officer for Cognilytics, Inc., a company he co-founded that was subsequently acquired by CenturyLink. Corporate Banking Division Head. Regions does not monitor the linked website and has no responsibility whatsoever for or control over the content, services or products provided on the linked website. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Responsibilities include governance and operational effectiveness as well as oversight and monitoring. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Regions serves customers across the South, Midwest and Texas, and through its subsidiary, Regions Bank, operates approximately 1,400 banking offices and 2,000 ATMs. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Mehlman received her bachelors degree from Cornell University. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Prior to that, Danella led Private Wealth Management. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. He also served as the Director of Channel Development for BBVA Compass in the United States with leadership responsibilities for digital, contact center and ATM channels in the Retail Bank. The LifeGreen color is a trademark of Regions Bank. Senior Executive Vice President Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Fournier J. Gartner Terms of Use She currently holds Series 79, Series 63 and Series 24 licenses. Nix will report to Tara Plimpton, chief legal officer for the bank. John Turner is president and chief executive officer of Regions Financial Corporation. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Misra is responsible for overseeing the company's data strategy and enterprise data . During this period, he served in line management positions in manufacturing, distribution and sales. Senior Executive Vice President Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. He is a graduate of Leadership Alabama and a former board member of Leadership Mobile. Andy Hernandez is Chief Digital Officer for Regions. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. Youre about to leave Regions to use an external site. The LifeGreen color is a trademark of Regions Bank. Chief Risk Officer. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Additionally, he served as a member of RMAs Regulatory Relations Committee. Senior Executive Vice President (Photo: Business Wire) February 09, 2021 09:00 AM Eastern Standard Time. 2023Gartner, Inc. and/or its affiliates. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Chief Legal Officer and Corporate Secretary. Discover the four best practice approaches in investigation management. He later moved into human resources roles in the areas of recruitment, associate relations, and organizational development. Regions Financial in Birmingham, Ala., will split up its chief operating officer's responsibilities rather than appoint a new COO when John Owen retires next year. Matt Lusco is Chief Risk Officer and oversees Regions risk management functions at Regions, including enterprise risk, compliance risk, operational risk, credit risk, market risk, and regulatory affairs. Please refine your filters to display data. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . Lusco graduated from the University of Mississippi in 1979 with a bachelor's degree in business administration and is a CPA in Alabama, Mississippi and Tennessee. Bill Ritter serves as Head of the Wealth Management group. She also serves as vice president and program chair. Gartners research provides crucial insights on the compliance function as well as best-practice templates and tools to help you make a fast start in your new role as chief compliance officer. Core Product Marketing. CCOs must monitor and respond to changes in compliance risks. Chief Risk Officer. Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. He began his career in the Jackson, Mississippi office of Arthur Andersen in 1979. Senior Executive Vice President Misra is responsible for overseeing the companys data strategy and enterprise data governance, which includes leveraging data and analytics for improving the customer experience, enhancing risk management, and driving revenue growth across the businesses. She is a member of the companys Executive Leadership Team. Hernandez came to Regions in 2014 from BBVA where he was the Director of Multichannel Experience as part of Global Retail Banking in Madrid, Spain. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. C. Keith Herron Hope Mehlman joined Regions in 2006 and serves as the chief governance officer, assistant corporate secretary, and assistant general counsel. Evaluate current compliance program activities and gauge their effectiveness and impact. Regions provides links to other websites merely and strictly for your convenience. Regions Investment Solutions is a marketing name of Cetera Investment Services. Additional information about Regions and its full line of products and services can be found at www.regions.com. He joined Fidelity in 1998 from KeyBank, where he served as director of Mass Market Retail Banking and was responsible for the banks 2,500 branch-based retail sales people. Chief Operating Officer. At Wachovia, Hernandez was Chief Operating Officer for the General Banks Distribution Group in Charlotte. Looking at the corporate landscape of the future, CCOs will need to have even greater management skills equipped to deal with changing global markets and the shifting legal requirements for organizations to fulfill their required compliance vital for business growth and corporate strategy. Regions provides links to other websites merely and strictly for your convenience. Scott M. Peters He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. 205-264-4551 Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Scott Peters serves as Chief Transformation Officer and is a member of the companys Executive Leadership Team. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. His past service includes the board of A. G. Gaston Boys and Girls Club, Birmingham Business Alliance and the Birmingham Kiwanis Club, as well as past co-chair of the Central Alabama United Way Campaign and Board Chair of REV Birmingham. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. CCOs are to outline peer benchmarks and best practices to establish compliance program goals and objectives. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. By clicking the "Access Your Download" button, you are agreeing to the He was a member of the Alabama Commission on Higher Education for nine years and served as the chairman from 1998 to 2000. Western Union and Regions Bank Renew Agreement for Global Money Transfer and Payment Services, Regions Bank Earns Top Marks for Customer Satisfaction in Florida from J.D. Smith began his banking career at Deposit Guaranty as a management trainee. Lusco joined Regions in 2011, bringing over 30 years of financial services industry experience gained by providing audit and consulting to a wide range of institutions. Kate Danella is head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. was Mid-America region president, overseeing banking operations in Middle and West Tennessee, Texas, North Louisiana, Arkansas, Missouri, Indiana, Kentucky, Illinois and Iowa. Regions News on Twitter: @RegionsNews. Responsibilities included product innovation, sales, service, user experience, design, channel operations and payments. He earned a masters degree in Human Resources from Boston University. Roles included: client management, risk and leadership of client teams including multi-family, retail, office & industrial and REIT groups. and Turner earned a bachelors degree in Accounting from the University of Alabama in Tuscaloosa and attended Tulane University in Louisiana. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Head of Corporate Responsibility and Community Engagement. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. Throughout his career at Regions, which he started in 1993, Ritter has served in several management positions, including North Central Alabama area executive and commercial banking executive with management responsibility for commercial middle market, corporate banking and public, institutional and not for profit activity. Head of Strategic Planning & Corporate Development. He also has served as commercial banking sales manager and business banking sales manager for North Central Alabama. Andrs "Andy" Hernndez Turner joined Regions in 2006 and led the Internal Audit Division for Regions before being named chief financial officer in 2010.